·The Hindu·15 marks·250–350 words

Discuss the role of the head of state in government formation after a hung verdict, comparing India and parliamentary democracies elsewhere.

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In this answer
  1. Role of the head of state in India
  2. Practice in other parliamentary democracies
  3. Comparative assessment

In a parliamentary system the head of state normally acts on ministerial advice. A hung verdict removes that advice. It opens a rare area of personal discretion: whom to invite, in what order, and how a majority should be tested. That discretion is legitimate only if it is used neutrally.

Role of the head of state in India

  • Constitutional basis: The President appoints the PM (Art. 75) and the Governor appoints the CM (Art. 164). The text sets no criteria for a hung House, so convention fills the gap.
  • Order of preference: The Sarkaria Commission set out an order of invitation: pre-poll alliance, then the largest party with support, then a post-poll coalition, then a post-poll alliance with outside support [2]. The Punchhi Commission (2010) again reviewed the Governor's discretion [3].
  • Practice: In 1996, President Shankar Dayal Sharma invited Vajpayee as leader of the largest party, and the government fell within 13 days. In 1998, President Narayanan first asked for letters of support.
  • Judicial checks: In S.R. Bommai (1994), the Supreme Court held that a majority must be tested on the floor of the House, not in Raj Bhavan [4]. In Rameshwar Prasad (2006), it struck down the dissolution of the Bihar assembly on speculative claims of horse-trading [5].

Practice in other parliamentary democracies

  • UK: Under the Cabinet Manual, the incumbent stays in office as a caretaker while parties negotiate. The parties are expected to make clear who can command the confidence of the Commons, so that the Sovereign is not drawn into politics [6].
  • Israel: The October 2026 election left a hung Knesset (Netanyahu bloc 53, Opposition 48, Arab parties 19, out of 120). President Herzog will consult party leaders and then task one of them with forming a government. Talks could last weeks [1].

Comparative assessment

  • Common ground: Every system tests confidence of the House, and every head of state's discretion is limited by convention.
  • Differences: In the UK the monarch stays passive. Israel holds formal, public consultations. In India, Governors' choices in hung assemblies keep ending up in court [4][5].
  • Risks: Delay can encourage defections, caretaker governments can drift, and invitations can be selective. The UK's rule of caretaker restraint addresses the drift [6].

In all these systems, the head of state helps a majority take shape but does not create it. India could draw on the best of each: write the Sarkaria–Punchhi order of preference into binding guidelines, require time-bound floor tests as Bommai demands, and adopt Israel-style transparent consultations. This would strengthen responsible government, the constitutional principle that the executive answers to the legislature.

Sources

  1. 1Netanyahu's bloc finishes ahead, but falls short of majority (AFP), *The Hindu*, 31 October 20262026 Knesset seat tally; President Herzog's consultations and tasking of a leader; weeks of coalition talks
  2. 2Sarkaria Commission Report on Centre–State Relations (1988), Ch. IV "Role of the Governor" — Inter-State Council Secretariatorder of preference for inviting parties in a hung assembly
  3. 3Punchhi Commission on Centre–State Relations (2010) — Inter-State Council Secretariatreview of the Governor's discretion
  4. 4S.R. Bommai v. Union of India (1994) 3 SCC 1majority to be tested on the floor of the House
  5. 5Rameshwar Prasad v. Union of India (2006) 2 SCC 1 — Supreme Court of IndiaBihar assembly dissolution held unconstitutional
  6. 6The Cabinet Manual (2011), Cabinet Office, UK Governmentincumbent stays during negotiations; parties to clarify who commands confidence; caretaker restraint

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