Tokugawa Japan: foundations before the 'opening'

Paths to Modernisation: Japan, China, Korea · section 2 of 10

In this note
  1. Detail
  2. Prelims Hooks
  3. Mains Points

Detail

Who really ruled: emperor in name, shogun in fact

  • From the 12th century, shoguns (top military commanders) ruled Japan in the emperor's name. The emperor stayed in Kyoto as a figure of honour, not of power.
  • Tokugawa shogunate: 1603–1867. Tokugawa Ieyasu took the title of shogun in 1603 and shifted the working seat of government from Kyoto to his base at Edo (today's Tokyo) [3].
  • Japan was split into 250+ domains ruled by lords called daimyo. Each daimyo was near-autonomous inside his own domain, but bound to the shogun.
  • This two-level set-up — shogun at the centre, daimyo in the domains — is called the bakuhan system (baku = shogun's government, han = domain) [2].
  • Samurai (the warrior class) were the ruling elite. They served the shogun and the daimyo and collected the taxes.

The three late-16th-century changes that made this possible

  • ① Peasantry disarmed.
  • Only samurai could now carry swords.
  • Toyotomi Hideyoshi's "sword hunt" (katana-gari) of 1588 was the big step in taking weapons away from villagers [3].
  • Result: peasant revolts became much harder, and the sword became a status badge, not just a weapon.

  • ② Daimyo made to stay in their domain capitals.

  • The daimyo left the countryside and lived in their castle-towns. Their samurai followed them there.
  • So the warrior class stopped being village landholders and became town-dwellers paid in rice stipends.

  • ③ Land surveys.

  • Surveys fixed three things for every plot: who owned it, who paid the tax, and how productive it was.
  • Hideyoshi's survey is known as the Taikō land survey (kenchi) [3].
  • This gave the ruler a steady, countable revenue base — the single most important tool of the new order.

  • Together these three are called the separation of the classes: warrior, peasant, artisan, merchant each fixed in place [3].

Keeping the daimyo in check: Edo residence

  • Daimyo were made to reside for long periods at Edo, away from their own base.
  • The formal system is sankin kōtai ("alternate attendance"), started by shogun Tokugawa Iemitsu in 1635 [2].
  • How it worked:
  • Daimyo travelled to Edo in alternate years; their wives and children lived in Edo permanently, in effect as hostages [2].
  • Each lord had to fund two households — one at home, one at Edo — plus costly processions to and from Edo [2].

  • Unintended good effects (very exam-useful):

  • Roads and communications improved because of constant daimyo travel [2].
  • A commercial economy grew, as merchants gathered in Edo and in the castle-towns to supply these lords [2].

  • The system was virtually abolished in 1862, as anger against shogunal policy rose [2].

Cities, money and the rise of merit

  • By the mid-17th century, Edo was the world's most populous city.
  • Osaka and Kyoto were also huge, and several castle-towns crossed 50,000 people.
  • Big cities → big demand → a real commercial economy:
  • Credit systems (borrowing and lending on paper).
  • A rice stock market — rice was traded like a share, with prices set ahead of delivery.

  • Social effect: merit began to outrank status. A clever merchant or manager could matter more than a high-born samurai — a crack in the fixed class order.

Trade, silver drain, and home-grown silk

  • Japan imported silk and textiles (mainly from China). Payment went out in gold and silver, draining the country's precious metals.
  • Response: the shogunate put curbs on the export of precious metals.
  • Second response — import substitution: build the industry at home. Nishijin in Kyoto became the famous centre of home-grown silk.
  • Payoff came later: once trade opened in 1859, silk exports were a major earner for Japan.

Print culture and the nativist turn

  • Wood-block printing made books cheap and everywhere. In Edo, a book could be rented for the price of a bowl of noodles.
  • The same wood-block technique produced ukiyo-e ("pictures of the floating world") — the popular print art of the Edo period, developed by artists such as Moronobu [4].
  • Nativist scholarship (study of what is "truly Japanese"):
  • Scholars re-read the Tale of the Genji by Murasaki Shikibu — an 11th-century court novel — as proof of a pure Japanese sensibility.
  • They also pushed the Sun-Goddess myths (the imperial line's descent from Amaterasu).
  • Their claim: the Japanese essence came before Chinese influence — Japan did not need China to be civilised.

  • Why this matters for later: this thinking fed the reverence for the emperor that powered the Meiji Restoration of 1868.

Prelims Hooks

  • Tokugawa shogunate: 1603–1867; founded by Tokugawa Ieyasu, seat at Edo [3].
  • Japan had 250+ domains under daimyo; the shogun-plus-domain structure is the bakuhan system [2].
  • Sankin kōtai (alternate attendance) was started by Tokugawa Iemitsu in 1635 and virtually abolished in 1862 [2].
  • Under sankin kōtai, daimyo wives and children stayed in Edo permanently as hostages [2].
  • The sword hunt (katana-gari) of 1588 under Toyotomi Hideyoshi disarmed the peasantry; only samurai carried swords [3].
  • The Taikō land survey (kenchi) fixed owners, taxpayers and productivity of land [3].
  • By the mid-17th century Edo was the world's most populous city; Osaka and Kyoto were also large.
  • Tokugawa Japan had credit systems and a rice stock market.
  • Nishijin, Kyoto = centre of home-grown silk; silk became a major export after 1859.
  • Tale of the Genji was written by Murasaki Shikibu; nativist scholars used it to argue Japanese essence preceded Chinese influence.
  • Ukiyo-e = "pictures of the floating world", the wood-block print art of the Edo period [4].

Mains Points

  • Tokugawa "feudalism" already contained modern ingredients. Land surveys gave a countable tax base, castle-towns gave urban markets, and credit plus a rice futures market gave financial depth. So Japan's fast post-1868 industrialisation was not a miracle — the base was laid before Perry arrived. Compare with China, where no comparable centralised revenue and urban-commercial base existed at the same scale.
  • Control measures produced unintended modernisation. Sankin kōtai was designed to weaken daimyo purses and guarantee loyalty, but it built roads, moved money, and grew a merchant class in Edo and the castle-towns [2]. A classic GS-I point: a political control device became an economic integrator.
  • Merit versus birth. The class order was legally frozen (samurai-peasant-artisan-merchant), yet commerce made wealth and ability count. This mismatch between rigid status and real economic power was a key internal pressure that weakened the shogunate before 1868.
  • Cheap print + nativist thought = ready-made nationalism. Wood-block books spread ideas to ordinary readers, while nativist study of the Genji and the Sun-Goddess myths supplied a "Japan first" identity. When the crisis came, reformers could rally people around the emperor rather than around a foreign model — a resource China's reformers lacked.

Sources

  1. 1Class 11, Ch 7 "Paths to Modernisation" (primary)
  2. 2Sankin kōtai / Bakuhan — andbritannica.com · tier 3
  3. 3Early Modern Japan 1550–1850 (sword hunt, Taikō land survey, Ieyasu 1603, separation of classes)britannica.com · tier 3
  4. 4Japanese art — Tokugawa/Edo period, ukiyo-ebritannica.com · tier 3