Constraints on freedom and Mill's harm principle
Political Theory: Freedom and Rights · section 4 of 12
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1. Where constraints on freedom come from
- Constraint means a limit on what a person can do or choose. A social constraint is a limit that comes from society, not from nature. It comes from people, laws, customs or the economy.
- Social constraints come from two main sources:
- Source 1: Domination and force-backed laws
- Freedom can be blocked by outside control, backed by force. Examples are colonial rule and apartheid (the system of racial separation in South Africa).
- A law can itself be a tool of domination.
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Democratic government is the main safeguard. People who choose and remove their rulers can protect their own freedom.
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Source 2: Social and economic inequality
- Caste hierarchy limits where a person can live, work, eat or marry.
- Extreme economic inequality and poverty mean that a legal right exists only on paper. A starving person is not really free to choose.
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Subhas Chandra Bose's idea of freedom targeted exactly this. He wanted freedom from social, economic and caste bondage, not only from British rule.
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Takeaway: freedom needs two things. The absence of a dominating power, and fair social and economic conditions.
2. Why some constraints are needed
- People clash over three things:
- ideas (whether a film may be screened, which beliefs are right)
- ambitions (jobs, status, power)
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scarce resources (parking space, housing, water)
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Everyday examples: road rage, fights over parking, quarrels over housing, protests over a film.
- Chain of reasoning:
- Clashes can turn violent.
- So society needs mechanisms to control violence and settle disputes: law, courts and police.
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Without them, the strongest person or group wins, and nobody is free.
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Respecting differences also needs law. Society has many religions, languages and lifestyles. Without legal and political limits, one group can coercively impose its views on others (force them to accept those views) or bully them. So tolerance itself needs rules behind it.
- The three key questions: 1. Which constraints are justifiable? 2. What authority may impose them (state, community, family, religious body)? 3. Should some area of life stay free of all outside control?
3. Mill's harm principle
- John Stuart Mill set out the principle in On Liberty (1859), chapter 1. The book argues that individual liberty matters above almost everything else [7].
- Harm principle: the rule that society or the state may limit a person's liberty only to stop harm to others. It may never do so just for that person's "own good".
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Mill's words: "the only purpose for which power can be rightfully exercised over any member of a civilised community, against his will, is to prevent harm to others."
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What it allows and forbids [6]:
- It allows interference only when others would be harmed.
- It forbids interference to stop self-harm or consensual harm (harm that an adult agrees to bear).
- So it requires society to tolerate three things: a competent adult's self-harm and self-chosen risk, harm to others who consent to it, and harmless acts.
3a. Self-regarding vs other-regarding actions
| Feature | Self-regarding actions | Other-regarding actions |
|---|---|---|
| Meaning | Acts whose effects fall only on the person acting | Acts whose effects fall on other people |
| Can the state interfere? | No. They are outside the business of the state or any other authority ("that's my business") | Yes, but only in proportion to the harm |
| Example | What you read, private beliefs, your hairstyle | Assault, theft, loud noise, pollution |
3b. How strong the response may be
- Mill separates serious harm from minor harm:
- Serious harm to definite individuals (harm to specific, identifiable people) → the force of law (punishment) is justified.
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Minor harm → only social disapproval (criticism, avoidance), not legal punishment.
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NCERT example: playing loud music in a block of flats.
- It disturbs the neighbours, but only in a small way.
- The neighbours may complain or show disapproval. The state should not jail anyone for it.
- Society must bear some inconvenience to protect freedom.
4. Critiques of the harm principle
- The line blurs. Very few acts affect only the actor:
- Drugs: addiction hurts the family and costs the public health system.
- Smoking: passive smoke harms people nearby.
- Under the Cigarettes and Other Tobacco Products Act (COTPA), 2003, Section 4: "No person shall smoke in any public place." Hotels with 30 or more rooms, restaurants seating 30 or more people, and airports may have a separate smoking area [2].
- The offence is punished with a fine. It is compoundable (it can be settled without a full trial) and is tried summarily (through a short, quick court procedure) [2].
- The Prohibition of Smoking in Public Places Rules, 2008 define a smoking area. It must be a separately ventilated room with full-height walls on all four sides, an automatically closing door, and negative air pressure compared with the rest of the building [8].
- This is the law treating smoking as other-regarding because of the harm to bystanders.
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Helmet and seatbelt laws: on the surface they protect only the rider, so they are self-regarding. Yet they are enforced.
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NCERT's position (Class 11, "Rights"): drug use or smoking cannot be claimed as rights, because they harm the person and others.
- Paternalism debate. Paternalism means the state limiting your choices "for your own good", the way a parent does [9].
- Mill rejects it for competent adults [6].
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Critics argue that a welfare state must sometimes protect people from themselves, for example through bans on harmful substances or compulsory helmets.
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Colonial blind spot.
- Mill applied the principle only to "civilised" adults.
- He excluded children and "barbarians", meaning colonised peoples such as Indians.
- For them he accepted rule by others for their "improvement". This justified empire.
5. The dress-code debate (NCERT case box)
- Four cases:
- Mao suits made the standard dress in Communist China.
- A cleric's fatwa (a religious ruling) against Sania Mirza's tennis dress.
- Cricket whites required in Test cricket.
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School uniforms.
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Four test questions to ask about each: 1. Is the restriction justified? Does it prevent harm, or does it only impose taste? 2. Who has the authority? The state (China), a religious leader (the cleric), a sports body (the ICC) or an institution (the school). 3. Is it excessive? Does it go beyond what its purpose needs? 4. What are its consequences? Who gains or loses, and does it push people out?
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Link: the hijab-in-classrooms dispute, covered under secularism, raises the same four questions.
6. Reasonable restrictions: the Indian constitutional answer
- Article 19(1) guarantees citizens six freedoms: speech and expression (a), peaceful assembly without arms (b), forming associations, unions or co-operative societies (c), free movement throughout India (d), residing and settling anywhere in India (e), and practising any profession, occupation, trade or business (g) [5].
- Articles 19(2) to 19(6) allow "reasonable restrictions" on specific grounds [5]:
| Clause | Freedom limited | Grounds for restriction |
|---|---|---|
| 19(2) | Speech and expression | Sovereignty and integrity of India, security of the State, friendly relations with foreign States, public order, decency or morality, contempt of court, defamation, incitement to an offence |
| 19(3) | Assembly | Sovereignty and integrity of India, public order |
| 19(4) | Association | Sovereignty and integrity of India, public order, morality |
| 19(5) | Movement, residence | Interests of the general public, protection of Scheduled Tribes |
| 19(6) | Profession, trade | Interests of the general public, professional or technical qualifications |
- What "reasonable" means:
- it can be defended by reason
- it is not excessive
- it is proportionate to the act being restricted
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it is not habitual, meaning it is not used routinely
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Proportionality test. The courts now apply this idea as a formal test.
- The doctrine is "not foreign" to the Constitution because Article 19 itself uses the word "reasonable" [3].
- Any restriction under Articles 19(2)–(6) is tested for proportionality. The court checks for a proper balance between the right and the control allowed [3].
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The test was explained in Modern Dental College and Research Centre v. State of Madhya Pradesh (2016) 7 SCC 353 [3].
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The four steps, as framed in K.S. Puttaswamy v. Union of India (2017) 10 SCC 1 (nine-judge bench, privacy) [4]: 1. Legitimate aim: is the state action for a proper purpose? 2. Suitability: does the measure actually help achieve that aim? 3. Necessity: is the measure needed? Is it the least restrictive option available [4]? 4. Balancing: is the measure fairly balanced against the individual's right?
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Application (2020): in Anuradha Bhasin v. Union of India (Jammu & Kashmir internet shutdown), the Supreme Court tested restrictions under Article 19 by this proportionality standard [3].
- Link to Mill: proportionality is close to Mill's rule that the response must match the harm. Serious harm → law. Minor harm → social disapproval. No harm → no interference.
Prelims Hooks
- On Liberty (1859), J.S. Mill → harm principle: power over an individual against their will is rightful only to prevent harm to others.
- Self-regarding action = effects only on the actor → outside state control. Other-regarding action = effects on others → may be restricted.
- Mill: serious harm to definite individuals → force of law. Minor harm (loud music in a flat) → only social disapproval.
- COTPA 2003, Section 4 bans smoking in public places. A separate smoking area is allowed in hotels with 30 or more rooms, restaurants seating 30 or more, and airports.
- Prohibition of Smoking in Public Places Rules, 2008 set the standards for a smoking area: separately ventilated, full-height walls, auto-closing door, negative air pressure.
- Article 19(2) grounds include friendly relations with foreign States, contempt of court, defamation and incitement to an offence. "Protection of Scheduled Tribes" appears only in 19(5) (movement and residence).
- Proportionality test: explained in Modern Dental College (2016); four steps (legitimate aim, suitability, necessity, balancing) restated in Puttaswamy (2017); applied to Article 19 in Anuradha Bhasin (2020).
- Trap: Mill's principle did not cover children or "barbarians" (colonised peoples). It was not universal.
- Trap: in NCERT's view, smoking and drug use cannot be claimed as rights.
Mains Points
- Liberty vs paternalism. Mill bars the state from protecting adults from themselves. Yet Indian law (COTPA 2003, helmet rules) restricts self-harming acts on the grounds of harm to bystanders and public cost. A good answer weighs personal autonomy against public health. It can argue for the least restrictive tools, such as warnings and taxes, before outright bans.
- Proportionality as a modern harm principle. Modern Dental College (2016), Puttaswamy (2017) and Anuradha Bhasin (2020) require state limits on Article 19 freedoms to be necessary and the least restrictive option. This turns "reasonable restrictions" into a test that courts can check. Use it for questions on internet shutdowns, film bans and protest limits.
- Two sources of unfreedom. Democracy guards against domination by the state. But caste and extreme inequality (Bose's concern) limit freedom even under a democracy. So real freedom also needs social and economic reform, for example through Articles 15, 17 and 21A and welfare policy, not just a non-interfering state.
- Who may restrict? The dress-code cases (state, cleric, ICC, school) show that limits on freedom come from social authorities as well as the state. Constitutional review covers state action, while social pressure needs other remedies such as public debate. This is relevant to the hijab and dress-code controversies.
Sources
- 1Class 11, Ch 2 "Freedom"; Class 11, Ch 5 "Rights"; Class 11, Ch 1 "Political Theory: An Introduction" (primary)
- 2The Cigarettes and Other Tobacco Products (Prohibition of Advertisement and Regulation of Trade and Commerce, Production, Supply and Distribution) Act, 2003indiacode.nic.in · tier 1
- 3Supreme Court of India, Anuradha Bhasin v. Union of India, judgment dated 10 January 2020api.sci.gov.in · tier 1
- 4Supreme Court of India, judgment dated 5 April 2023 (Civil Appellate Jurisdiction)api.sci.gov.in · tier 1
- 5Article 19: Protection of certain rights regarding freedom of speech, etc.constitutionofindia.net · tier 3
- 6Harm principlebritannica.com · tier 3
- 7On Libertybritannica.com · tier 3
- 8The Prohibition of Smoking in Public Places Rules, 2008upload.indiacode.nic.in · tier 1
- 9Paternalism: Moral considerationsbritannica.com · tier 3